Theme

How to govern

53 philosophers, 5 traditions

Who should rule, what makes their power legitimate, and how should a state be run? Answers range from moral example and impartial law to philosopher-rulers and the consent of the governed.

Politics raises the question of which laws and policies are right, but also, as Plato’s Republic asked, who should be in charge, and what makes their power justified rather than merely accepted.

In early China, rival schools argued over how a ruler brings order. Confucians looked to the moral example of those who govern, and Mencius to benevolent government for the people’s well-being. The Mohists judged policies by the benefit they bring and wanted officials chosen for merit, while Han Fei put his trust in clear laws, reliable rewards and punishments, and the power of the ruler’s position rather than his virtue.

Plato’s ideal city was taken up and transformed by al-Farabi, whose perfect city is led by a philosopher-prophet. In early modern Europe, Hobbes, Locke and Rousseau traced legitimate authority to an agreement among the people themselves, but drew very different conclusions, from an absolute sovereign to government limited by natural rights, or law as the general will. Marx asked instead whose interests the state serves.

Through time

6th century BCE

Confucius

c. 551 – c. 479 BCE · Chinese

Good government starts with the character of those who rule. A virtuous ruler moves the people as “the wind blows on the grass”, without their trust “the state will not stand”, and the family virtues of filial piety and respect for elders show who is fit for office and are the root of loyalty to the state.

5th century BCE

Protagoras

c. 490 – c. 420 BCE · Western

Every citizen shares in justice and a sense of shame, so political skill is not the preserve of experts. A city’s laws are what it decides is just, and they can be changed as circumstances require.

Mozi

fl. 440–420 BCE · Chinese

Government exists to end the disorder that follows when everyone has their own idea of what is right. Mozi wanted people to take their standards from worthy superiors, appointed for merit and ability rather than birth, and judged policies by whether they bring the people wealth, a large population and order.

Argued against Confucius

4th century BCE

Plato

c. 429 – 347 BCE · Western

The Republic attacks family life, private ownership and democracy, and offers an anti-democratic city as its model of good government, whose best rulers would prefer contemplating the divine to ruling. The later Laws gives non-philosophers considerable powers under a detailed code of law.

Argued against Protagoras

Diogenes of Sinope

c. 404 – c. 323 BCE · Western

Loyalty is owed not to one city but to the world as a whole. Rational beings guided by nature have little need of laws, and the wise keep away from rulers rather than serve them.

Argued against Plato

Mencius

c. 372 – c. 289 BCE · Chinese

A true king rules by benevolence, not by force or profit. He notices how his policies affect the people and pursues only those that serve their well-being; a ruler who asks how to profit his state teaches everyone below him to seek profit too, and conquest by war is like “climbing a tree in search of a fish”.

Drew on Confucius; argued against Mozi

3rd century BCE

Han Fei

fl. 260 – d. 233 BCE · Chinese

Order can’t depend on virtuous rulers or honest officials, who are too few to fill the offices. Han Fei designed a system that works even under an average ruler: impartial standards (fa) known to all, rewards and punishments kept in the ruler’s hands, and authority that rests on his position, not his character.

Argued against Mozi

2nd century BCE

Lu Jia

240–170 BCE · Chinese

Good government follows the Way that the sages discerned in the patterns of heaven and earth; conventions such as ritual are built on that foundation, and people need sages to keep them on it.

Jia Yi

200 – c. 169 BCE · Chinese

A ruler survives only with the consent of the people. Humane government is wise above all because it keeps the throne secure, as the Qin’s fall had shown.

1st century BCE

Cicero

106–43 BCE · Western

Laws answer to a higher standard, natural law, which is right reason about what is just, shared by gods and humans. The best state keeps much of Rome’s traditional constitution, and good people have a duty to take part in governing it.

Drew on Plato

2nd century CE

Wang Fu

82–167 CE · Chinese

When government is past reform, the virtuous should stand aside rather than be corrupted by it; withdrawal can itself serve the restoration of virtue.

Drew on Confucius

3rd century CE

Wang Bi

226–249 CE · Chinese

The ruler should become a sage who acts without contrivance (wuwei), following what is so of itself. Then virtue comes naturally and the people are transformed, as Confucius, rather than Laozi, showed.

Drew on Confucius

Guo Xiang

c. 252 – 312 CE · Chinese

Social roles and hierarchy are as natural as forests and mountains, and order comes when each person acts according to their proper share. The sage does not withdraw from the world but serves it: inwardly a sage, outwardly a ruler, responding to things without selfish intent.

Argued against Wang Bi

About 600 years later

10th century CE

al-Farabi

c. 870 – c. 950 CE · Arabic and Islamic

The perfect city mirrors the ordered hierarchy of the cosmos, and at its head is a ruler who is both philosopher and prophet. Adapting Plato to a very different world, al-Farabi imagined not a small city-state but a vast empire of many languages, peoples and religions.

Drew on Plato

12th century

Avempace

before 1085 – 1139 · Arabic and Islamic

A virtuous city, free of false opinions, would make all its people happy and need neither doctors nor judges. But every existing city is corrupt, and Avempace did not think it could be reformed; the philosopher living there must instead govern himself.

Drew on al-Farabi and Plato

Chen Liang

1143–1194 · Chinese

Government should be judged by its results: policies and practices are right as they serve the public welfare, not by the inner virtue of those who carry them out.

Ye Shi

1150–1223 · Chinese

Policies should be judged by their results for the common good, and the Way cannot be separated from the concrete affairs of government.

15th century

Nicholas of Cusa

1401–1464 · Western

Because “men are by nature equal in power and equally free”, legitimate law and government rest on the consent of those governed, and in the church a council stands above the pope.

16th century

Desiderius Erasmus

1469–1536 · Western

The ideal prince is a wise father to his people, a guardian of justice who answers to God for his rule. War is unchristian and should be avoided through arbitration and compromise.

Drew on Plato and Cicero

Niccolò Machiavelli

1469–1527 · Western

A ruler must be judged by whether he keeps the state and achieves great things, not by conventional morality, and must be ready to act against it when necessity demands. Yet his own sympathies lay with republics, where the people defend liberty against the ambitions of the powerful.

Argued against Plato

17th century

Thomas Hobbes

1588–1679 · Western

Without a common authority, life is a condition of war, so people covenant with one another to obey a sovereign. To keep the peace, the sovereign’s powers must be neither divided nor limited, though subjects keep a right to defend themselves. Hobbes preferred monarchy, but only on mild practical grounds.

Agnès Arnauld

1593–1671 · Western

Authority can be illegitimate; there are conditions under which its commands may be tolerated and others under which they must be resisted.

Huang Zongxi

1610–1695 · Chinese

Learning should serve the practical ordering of the world, including finance and administration, which high-minded scholars wrongly scorn.

Gu Yanwu

1613–1682 · Chinese

Good rule rests on propriety and righteousness, the Confucian ‘four bonds’ that guide history, not on lofty speculation detached from the people’s troubles.

Angélique de Saint-Jean Arnauld d'Andilly

1624–1684 · Western

A persecuted minority need not yield: it can refuse coercion by non-compliance, silence and spiritual solitude, and should distrust ‘dialogue’ that serves the powerful.

Kristina Wasa

1626–1689 · Western

Rulers should tolerate religious minorities; the hard question is what authority is and how it should properly be used.

John Locke

1632–1704 · Western

Government rests on agreement, not force. People leave the state of nature by handing some of their rights to a government, whose job is to protect life, liberty, health and property and serve the public good. No monarch holds absolute power, and knowing what government is for shows when revolution is justified.

Drew on Thomas Hobbes

18th century

Ogyū Sorai

1666–1728 · Japanese

People and states are not ordered by inner self-control but by institutions: rites and music, laws and administration, designed by the sages for everyone’s welfare.

Montesquieu

1689–1755 · Western

The great danger is despotism, and the defence against it is the rule of law and a division of legislative, executive and judicial power among bodies that check one another. Laws should fit a people’s circumstances and forbid only what threatens others’ safety.

Jean-Jacques Rousseau

1712–1778 · Western

A state is legitimate only when the general will of the whole citizen body directs it. The people are sovereign and make the law, and government merely carries it out; obeying laws they gave themselves, citizens lose none of the freedom they had in the state of nature.

Drew on Plato, John Locke and Montesquieu; drew on and argued against Thomas Hobbes

Adam Smith

1723–1790 · Western

The state should secure justice and the rule of law but not direct the economy, promote religion or try to make people virtuous. Its officials know less than the people whose choices they would override, though it may protect the poor from the powerful.

Argued against Thomas Hobbes

Catharine Macaulay

1731–1791 · Western

Liberty is the people’s right, and history shows the Commons defending it against absolutist kings. A people may depose a monarch who threatens their liberties, against the monarchism of Hobbes and the conservatism of Burke.

Argued against Thomas Hobbes

Jeremy Bentham

1748–1832 · Western

The only valid test of a law or institution is whether it promotes the greatest happiness of the community. Law should be rebuilt on that principle, with securities against misrule by those in power.

Mary Wollstonecraft

1759–1797 · Western

Rights are God-given and discoverable by reason, and only institutions that can withstand the scrutiny of reason deserve obedience. A just society requires civil and political rights for women, and an end to the rule of rank, property and patronage.

Drew on Catharine Macaulay; drew on and argued against John Locke and Jean-Jacques Rousseau

19th century

Karl Marx

1818–1883 · Western

In capitalist society the state serves the economic order: at its crudest, it is “a committee for managing the common affairs of the whole bourgeoisie”. Under communism it would be subordinate to society, run by elected officials paid a worker’s wage, perhaps with little or no organised coercion.

John Dewey

1859–1952 · Western

Democracy is a way of life, not only a form of government. Because individuals are formed by their communities, education in the habits of shared, experimental inquiry is a society’s first political priority.

20th century

Rosa Luxemburg

1871–1919 · Western

Freedom means people ruling themselves, both singly and together, achievable only in a democratic socialist society. Revolution and democracy must go together, and she criticised capitalism and authoritarian socialism alike.

Drew on and argued against Karl Marx

Watsuji Tetsurō

1889–1960 · Japanese

Individuals negate the group to become themselves, then negate their own separateness in selfless union with the whole. The state takes on the authority of that totality, a view that critics after the war read as a totalitarian ethics of the state.

Karl Popper

1902–1994 · Western

History follows no necessary laws, so no one can plan society from a blueprint of its future. An open society reforms itself piecemeal, one goal at a time, correcting its mistakes as science does.

Argued against Karl Marx

Theodor W. Adorno

1903–1969 · Western

Modern society is an integrated whole whose antagonisms are hidden by the exchange principle and by a culture industry that manufactures distraction. Critical theory aims to expose these antagonisms and so point to their possible resolution.

Drew on Karl Marx

Ayn Rand

1905–1982 · Western

Government exists to protect individual rights. No one, the state included, may initiate force against others; free people deal with each other only by trading value for value.

Hannah Arendt

1906–1975 · Western

Politics is the space where people appear to one another and act together in speech and deed. Power arises when citizens act in concert, and freedom is realised in public action, which modern mass society and bureaucracy threaten to eclipse.

Sayyid Qutb

1906–1966 · Arabic and Islamic

Only God is sovereign. Every society that rules itself by human rather than divine law, including Muslim ones, lives in a new age of ignorance that must be overturned.

Simone Weil

1909–1943 · Western

A just society rests not on rights, which rely on force, but on obligations to meet the needs of the soul. People need roots in a living community, and the modern state, with its army, police and bureaucracy, is inherently oppressive.

Drew on Plato; drew on and argued against Karl Marx

Aimé Césaire

1913–2008 · African

Colonised peoples must set their own ends. A politics that treats them as junior partners, even a communist one, repeats colonial paternalism.

Elizabeth Anscombe

1919–2001 · Western

Human society is essential to human good and needs the state, which may use deadly force against those who attack it, so pacifism is mistaken. But the state may not do anything it likes: deliberately killing the innocent is always murder.

John Rawls

1921–2002 · Western

Principles of justice are those free and equal citizens would choose behind a veil of ignorance: equal basic liberties for all, fair equality of opportunity, and inequalities only where they benefit the least advantaged. Citizens of different faiths can share such a conception.

Drew on John Locke and Jean-Jacques Rousseau

Julius Nyerere

1922–1999 · African

A free African state should be built on the communal values of traditional African life, Ujamaa or familyhood, putting shared responsibility, equality and self-reliance in place of individualism.

Michel Foucault

1926–1984 · Western

Modern power works less by force than by discipline: observing people, judging them against norms and examining them. No central agency planned it; techniques developed for different purposes converged into a disciplinary society.

Drew on Karl Marx

Jürgen Habermas

1929–2026 · Western

Legitimate law comes out of public deliberation: a formal complex of parliament and courts embedded in an open, informal public sphere. The constitution, rather than the nation, should be the focus of citizens’ solidarity.

Drew on and argued against Karl Marx; studied with and argued against Theodor W. Adorno

Robert Nozick

1938–2002 · Western

Only a minimal state is justified: one that protects people against force, theft and fraud. Redistribution violates the rights of self-owning individuals, yet such a state is also a framework in which everyone may pursue their own utopia.

Argued against John Rawls; drew on John Locke and Ayn Rand

Giorgio Agamben

born 1942 · Western

Sovereign power has always rested on excluding bare biological life, and in modern states the exception has become the rule. The camp, where law and life merge, reveals the hidden structure of modern politics rather than a break with it.

Drew on and argued against Michel Foucault; drew on Simone Weil and Hannah Arendt

Slavoj Žižek

born 1949 · Western

No regime rules by argument alone: people consent because its ideology lets them feel free and gives them objects to identify with. Real political change means seeing through those objects and acting to change institutions.

Drew on Karl Marx

Terms on this page

fa
Standards, models or law (法). The Mohists sought objective standards for judging right and wrong; the fa thinkers, often called Legalists, sought impartial standards of rule, enforced by rewards and punishments.
wuwei
Nonaction (無為): acting without contrivance, letting things take their natural course. In the Laozi it is how naturalness (ziran) is put into practice.

All terms in the glossary

Sources

  1. Fabienne Peter, Political Legitimacy, Stanford Encyclopedia of Philosophy